CompliXpert : Compliance Module

Often overlooked by financial institutions or tracked manually, ComplianceXpert is a fully integrated compliance module, allowing the compliance officer one place to perform transaction monitoring and compliance monitoring to make truly educated decisions on customers and accounts. Since notes from both sides are stored for accounts in a central repository, a true picture of the account is available from both a historical perspective and as a cross-section of al activity for a month.

The following are the items that are monitored and documented in the ComplianceXpert module:

• Regulation K
• Regulation D
• Currency Transaction Report
• Wire Transfers Over Specific Amounts
• Inactive Accounts
• Dormant Accounts
• Individual Account Analysis